Shareholding Pattern as on September 30, 2018

Annexure - I 
Format of holding of specified securities 
1 Name of Listed Entity:  Tata Steel Limited
2 Scrip Code/Name of Scrip/Class of Security  500470
3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) 
a. If under 31(1)(b) then indicate the report for Quarter ending -  30-09-2018
b. If under 31(1)(c) then indicate date of allotment/extinguishment 
4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- 
  Particulars  Yes*  No* 
1 Whether the Listed Entity has issued any partly paid up shares?  Y  
2 Whether the Listed Entity has issued any Convertible Securities or Warrants?    N
3 Whether the Listed Entity has any shares against which depository receipts are issued?  Y  
4 Whether the Listed Entity has any shares in locked-in?    N
5 Whether any shares held by promoters are pledge or otherwise encumbered?  Y  
*  If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
5 The tabular format for disclosure of holding of specified securities is as follows:-

Table I - Summary Statement holding of specified securities 
Cate-gory  Category of shareholder  Nos. of share-holders  No. of fully paid up equity shares held  No. of Partly paid-up equity shares held  No. of shares underlying Depository Receipts  Total nos. shares held  Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered  Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII) = (IV)+(V)+ (VI)  (VIII)
As a % of (A+B+C2) 
(IX)  (X)  (XI)= (VII)+(X)
As a % of (A+B+C2) 
(XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of (A+B+C)  No.  As a % of total Shares held  No.  As a % of total Shares held 
Class
eg: X 
Class
eg:y 
Total  (a)  (b)  (a)  (b) 
(A)  Promoter & Promoter Group  10 35,98,80,601 3,89,42,999 0.00 39,88,23,600 33.12 35,98,80,601 97,51,575 36,96,32,176 32.26 0.00 33.12 0.00 0.00 1,39,80,000 3.51 39,88,23,600
(B)  Public  7,84,834 75,40,41,069 3,86,91,788 1,25,63,469 80,52,96,326 66.88 76,66,04,538 96,28,911 77,62,33,449 67.74 0.00 66.88 0.00 0.00 NA  77,99,82,990
(C)  Non Promoter- Non Public  0 0 0.00 0.00 0 0.00 0 0.00 0 0.00 0.00 0.00 0.00 0.00 NA  0
(C1)  Shares underlying DRs  0 0 0.00 0.00 0 N.A 0 0.00 0 0.00 0.00 0.00 0.00 0.00 NA  0
(C2)  Shares held by Employee Trusts  0 0 0.00 0.00 0 0.00 0 0.00 0 0.00 0.00 0.00 0.00 0.00 NA  0
  Total  7,84,844 1,11,39,21,670 7,76,34,787 1,25,63,469 1,20,41,19,926 100.00 1,12,64,85,139 1,93,80,486 1,14,58,65,625 100.00 0.00 100.00 0.00 0.00 1,39,80,000 1.16 1,17,88,06,590

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group 
  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  As a % of total shares held 
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Indian                                     
(a)  Individuals/Hindu undivided Family                   -                             -                            -                     -                             -   0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(b)  Central Government/ State Government(s)                   -                             -                            -                     -                             -   0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(c)  Financial Institutions/ Banks                   -                             -                            -                     -                             -   0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(d)  Any Other (specify)                   -                             -                            -                     -                             -   0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate                 10          35,98,80,601           3,89,42,999                   -            39,88,23,600 33.12 35,98,80,601 97,51,575 36,96,32,176 32.26 0 33.12 0 0.00 1,39,80,000 3.51 39,88,23,600
(i) TATA SONS LIMITED                   1          34,31,42,275           3,78,30,810                   -            38,09,73,085 31.64 34,31,42,275 94,73,080 35,26,15,355 30.77 0 31.64 0 0.00 1,39,80,000 3.67 38,09,73,085
(ii) TATA MOTORS LIMITED                   1               51,41,696                3,54,599                   -                 54,96,295 0.46 51,41,696 88,793 52,30,489 0.46 0 0.46 0 0.00 0 0.00 54,96,295
(iii) TATA INVESTMENT CORPORATION LIMITED                   1               39,27,625                2,70,869                   -                 41,98,494 0.35 39,27,625 67,827 39,95,452 0.35 0 0.35 0 0.00 0 0.00 41,98,494
(iv) TATA CHEMICALS LTD                   1               28,90,693                1,99,358                   -                 30,90,051 0.26 28,90,693 49,920 29,40,613 0.26 0 0.26 0 0.00 0 0.00 30,90,051
(v) EWART INVESTMENTS LIMITED                   1               20,82,364                1,43,611                   -                 22,25,975 0.18 20,82,364 35,961 21,18,325 0.18 0 0.18 0 0.00 0 0.00 22,25,975
(vi) RUJUVALIKA INVESTMENTS LIMITED**                   1               11,68,393                          -                     -                 11,68,393 0.10 11,68,393 0 11,68,393 0.10 0 0.10 0 0.00 0 0.00 11,68,393
(vii) TATA INDUSTRIES LIMITED                   1                 9,39,358                1,03,187                   -                 10,42,545 0.09 9,39,358 25,838 9,65,196 0.08 0 0.09 0 0.00 0 0.00 10,42,545
(viii)) TATA MOTORS FINANCE LIMITED                   1                 5,70,188                   39,323                   -                   6,09,511 0.05 5,70,188 9,846 5,80,034 0.05 0 0.05 0 0.00 0 0.00 6,09,511
(ix) TATA CAPITAL LTD                   1                    15,660                     1,080                   -                      16,740 0.00 15,660 270 15,930 0.00 0 0.00 0 0.00 0 0.00 16,740
(x) TITAN COMPANY LIMITED                   1                      2,349                        162                   -                        2,511 0.00 2,349 40 2,389 0.00 0 0.00 0 0.00 0 0.00 2,511
  SIR DORABJI TATA TRUST ##                                -                            -                     -                             -   0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
  SIR RATAN TATA TRUST##                                -                            -                     -                             -   0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Sub-Total (A)(1)    10 35,98,80,601 3,89,42,999 0 39,88,23,600 33.12 35,98,80,601 97,51,575 36,96,32,176 32.26 0 33.12 0 0.00 1,39,80,000 3.51 39,88,23,600
(2) Foreign                                     
(a)  Individuals (Non-Resident Individuals/ Foreign Individuals)    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(b)  Government    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(c)  Institutions    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(d)  Foreign Portfolio Investor    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(e)  Any Other (specify)    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
  Name (xyz…)                             
Sub-Total (A)(2)    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   10 35,98,80,601 3,89,42,999 0 39,88,23,600 33.12 35,98,80,601 97,51,575 36,96,32,176 32.26 0 33.12 0 0.00 1,39,80,000 3.51 39,88,23,600
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.                  
   
** 11,68,393 Ordinary Shares held by Rujuvalika Investments Limited ( a wholly owned subsidiary of Tata Steel Limited w.e.f May 8, 2015), do not carry any voting rights.
## "During the quarter ended June 30, 2018, the two Promoter Group Companies - Sir Ratan Tata Trust and Sir Dorabji Tata Trust had sold their entire holdings in Tata Steel Limited. Hence, we have reported both the Trusts wil 'nil' holdings."
                                       
(1) PAN would not be displayed on website of Stock Exchange(s).  
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.  
                                       

Table III - Statement showing shareholding pattern of the Public shareholder
  Category & Name of the Shareholders  PAN  Nos. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not applicable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Institutions                               NA  
(a) Mutual Funds/UTI   86 18,78,71,795               1,55,03,491 0 20,33,75,286 16.89 18,78,71,795 38,82,167 19,17,53,962 16.73 0 16.89 0 0.00 NA 20,33,32,241
i Hdfc Trustee Company Limited   1 4,22,16,452                    24,99,488 0 4,47,15,940 3.71 4,22,16,452 6,25,888 4,28,42,340 3.74 0 3.71 0 0.00 NA 4,47,15,940
ii Reliance Capital Trustee Co Ltd    1 4,16,76,180                    82,01,993 0 4,98,78,173 4.14 4,16,76,180 20,53,832 4,37,30,012 3.82 0 4.14 0 0.00 NA 4,98,78,173
iii Aditya Birla Sun Life Trustee Private Limited   1 2,68,05,638                                        -   0 2,68,05,638 2.23 2,68,05,638 55,382 2,68,61,020 2.34 0 2.23 0 0.00 NA 2,68,05,638
iv Icici Prudential Mutual Funds   1 1,40,33,266                    17,89,687 0 1,58,22,953 1.31 1,40,33,266 4,48,149 1,44,81,415 1.26 0 1.31 0 0.00 NA 1,58,22,953
v Sbi -  Mutual Funds   1 1,35,94,388                                        -   0 1,35,94,388 1.13 1,35,94,388 1,52,266 1,37,46,654 1.20 0 1.13 0 0.00 NA 1,35,94,388
(b) Venture Capital Funds   0 0                                        -   0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   3 39,159                                        -   0 39,159 0.00 39,159 0 39,159 0.00 0 0.00 0 0.00 NA 39,159
(d) Foreign Venture Capital Investors   0 0                                        -   0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   619 17,61,32,749                    47,68,970 0 18,09,01,719 15.02 17,61,32,749 11,94,128 17,73,26,877 15.48 0 15.02 0 0.00 NA 18,08,84,774
(f) Financial Institutions/ Banks   221 33,64,423                                   237 0 33,64,660 0.28 33,64,423 59 33,64,482 0.29 0 0.28 0 0.00 NA 32,04,483
(g) Insurance Companies #   33 15,04,93,130                    16,85,087 0 15,21,78,217 12.64 15,04,93,130 4,21,952 15,09,15,082 13.17 0 12.64 0 0.00 NA 15,21,76,837
(i) Life Insurance Corporation of India   1 10,83,88,660                                        -   0 10,83,88,660 9.00 10,83,88,660 0 10,83,88,660 9.46 0 9.00 0 0.00 NA 10,83,88,430
(h) Provident Funds/ Pension Funds   0 0                                        -   0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Any Other (specify)   102 3,74,736                           53,794 0 4,28,530 0.04 3,74,736 13,469 3,88,205 0.03 0 0.04 0 0.00 NA 4,28,530
i Foreign National- DR   93 44,489                                        -   0 44,489 0.00 44,489 0 44,489 0.00 0 0.00 0 0.00 NA 44,489
ii Foreign Bodies - DR   4 3,23,427                           53,633 0 3,77,060 0.03 3,23,427 13,429 3,36,856 0.03 0 0.03 0 0.00 NA 3,77,060
iii Foreign Porfolio Investments - Individual   1 892                                        -   0 892 0.00 892 0 892 0.00 0 0.00 0 0.00 NA 892
iv Foreign  - National   3 1,428                                   161 0 1,589 0.00 1,428 40 1,468 0.00 0 0.00 0 0.00 NA 1,589
v Overseas Corporate Bodies   1 4,500                                        -   0 4,500 0.00 4,500 0 4,500 0.00 0 0.00 0 0.00 NA 4,500
Sub-Total (B)(1)   1,064 51,82,75,992               2,20,11,579 0 54,02,87,571 44.87 51,82,75,992 55,11,775 52,37,87,767 45.71 0 44.87 0 0.00 NA 54,00,66,024
(2) Central Government/ State Government(s)/ President of India   10 13,29,319                                        -   0 13,29,319 0.11 13,29,319 0 13,29,319 0.12 0 0.11 0 0.00 NA 12,18,042
Sub-Total (B)(2)   10 13,29,319                                        -   0 13,29,319 0.11 13,29,319 0 13,29,319 0.12 0 0.11 0 0.00 NA 12,18,042
(3) Non-institutions                         NA  
(a) Individuals - 7,55,149 18,67,21,007               1,12,74,314 0 19,79,95,321 16.44 18,67,21,007 27,66,063 18,94,87,070 16.54 0 16.44 0 0.00 NA 17,87,47,664
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs.   7,54,792 16,19,40,700                    96,32,229 0 17,15,72,929 14.25 16,19,40,700 23,54,877 16,42,95,577 14.34 0 14.25 0 0.00 NA 15,33,21,805
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   357 2,47,80,307                    16,42,085 0 2,64,22,392 2.19 2,47,80,307 4,11,186 2,51,91,493 2.20 0 2.19 0 0.00 NA 2,54,25,859
(b) NBFCs registered with RBI   38 9,12,341                           66,355 0 9,78,696 0.08 9,12,341 16,612 9,28,953 0.08 0 0.08 0 0.00 NA 9,78,696
(c) Employee Trusts   0 0                                        -   0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   1 0                                        -   1,25,63,469 1,25,63,469 1.04 1,25,63,469 0 1,25,63,469 1.10 0 1.04 0 0.00 NA 1,25,63,469
i Citibank N.A. New York, Nyadr Dept   1 0                                        -   1,25,63,469 1,25,63,469 1.04 1,25,63,469 0 1,25,63,469 1.10 0 1.04 0 0.00 NA 1,25,63,469
(e) Any Other (specify) -   28,572 4,68,02,410                    53,39,540 0 5,21,41,950 4.33 4,68,02,410 13,34,461 4,81,36,871 4.20 0 4.33 0 0.00 NA 4,64,09,095
i NRI - With and without Repatration   11,836 64,24,548                       1,08,998 0 65,33,546 0.54 64,24,548 27,028 64,51,576 0.56 0 0.54 0 0.00 NA 61,66,174
ii Trust   92 1,30,33,888                       2,22,887 0 1,32,56,775 1.10 1,30,33,888 55,806 1,30,89,694 1.14 0 1.10 0 0.00 NA 81,28,447
iii IEPF ACCOUNT   1 28,71,793                                        -   0 28,71,793 0.24 28,71,793 0 28,71,793 0.25 0 0.24 0 0.00 NA 28,71,793
iv HUF   12,417 50,66,601                       6,34,664 0 57,01,265 0.47 50,66,601 1,57,080 52,23,681 0.46 0 0.47 0 0.00 NA 56,99,085
v Clearing Member/Clearing House   606 33,96,378                    11,31,954 0 45,28,332 0.38 33,96,378 2,83,344 36,79,722 0.32 0 0.38 0 0.00 NA 45,28,332
vi LLP/LLP-DR   98 18,36,143                       3,97,723 0 22,33,866 0.19 18,36,143 99,579 19,35,722 0.17 0 0.19 0 0.00 NA 22,33,866
vii Director and Their Relatives   4 3,813                                   244 0 4,057 0.00 3,813 61 3,874 0.00 0 0.00 0 0.00 NA 4,057
viii Bodies Corporate   3,518 1,41,69,246                    28,43,070 0 1,70,12,316 1.41 1,41,69,246 7,11,563 1,48,80,809 1.30 0 1.41 0 0.00 NA 1,67,77,341
Sub-Total (B)(3)   7,83,760 23,44,35,758               1,66,80,209 1,25,63,469 26,36,79,436 21.90 24,69,99,227 41,17,136 25,11,16,363 21.92 0 21.90 0 0 NA 23,86,98,924
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  7,84,834 75,40,41,069 3,86,91,788 1,25,63,469 80,52,96,326 66.88 76,66,04,538 96,28,911 77,62,33,449 67.74 0 66.88 0 0.00 NA 77,99,82,990
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):                              
 # TATA AIA LIFE INSURANCE COMPANY LIMITED is not considered part of Promoter Group holds 17,12,547 Ordinary Shares representing 0.15% of the paidup Ordinary Share Capital. Accordingly, holding of Tata AIA Life insurance Company Ltd. is  included under Public Shareholding under the head "Instutitions"-Insurance Companies
                                       
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.                      
   
                                       
Note:                                      
(1) PAN would not be displayed on website of Stock Exchange(s).  
(2) The above format needs to be disclosed along with the name of following persons:  
  Institutions/Non Institutions holding more than 1% of total number of shares.  
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,  
                                       

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV)
(Not Applicable)
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not appli-cable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                             NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
                                       
Note  
(1) PAN would not be displayed on website of Stock Exchange(s).  
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares  
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,