Shareholding Pattern as on September 30, 2017

Table I - Summary Statement holding of specified securities 
Cate-gory  Category of shareholder  Nos. of share-holders  No. of fully paid up equity shares held  No. of Partly paid-up equity shares held  No. of shares underlying Depository Receipts  Total nos. shares held  Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered  Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII) = (IV)+(V)+ (VI)  (VIII)
As a % of (A+B+C2) 
(IX)  (X)  (XI)= (VII)+(X)
As a % of (A+B+C2) 
(XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of (A+B+C)  No.  As a % of total Shares held  No.  As a % of total Shares held 
Class
eg: X 
Class
eg:y 
Total  (a)  (b)  (a)  (b) 
(A)  Promoter & Promoter Group  12 30,45,02,341 0.00 0.00 30,45,02,341 31.35 30,45,02,341 0.00 30,45,02,341 31.35 0.00 31.35 0.00 0.00 1,74,00,000 5.71 30,45,01,776
(B)  Public  7,90,505 65,17,56,051 0.00 1,49,57,497 66,67,13,548 68.65 66,67,13,548 0.00 66,67,13,548 68.65 0.00 68.65 0.00 0.00 NA  63,79,40,087
(C)  Non Promoter- Non Public  0 0 0.00 0.00 0 0.00 0 0.00 0.00 0.00 0.00 0.00 0.00 0.00 NA  0
(C1)  Shares underlying DRs  0 0 0.00 0.00 0 N.A 0 0.00 0.00 0.00 0.00 0.00 0.00 0.00 NA  0
(C2)  Shares held by Employee Trusts  0 0 0.00 0.00 0 0.00 0 0.00 0.00 0.00 0.00 0.00 0.00 0.00 NA  0
  Total  7,90,517 95,62,58,392 0.00 1,49,57,497 97,12,15,889 100.00 97,12,15,889 0.00 97,12,15,889 100.00 0.00 100.00 0.00 0.00 1,74,00,000 1.79 94,24,41,863

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group 
  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  As a % of total shares held 
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Indian                                     
(a)  Individuals/Hindu undivided Family    0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(b)  Central Government/ State Government(s)    0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(c)  Financial Institutions/ Banks    0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(d)  Any Other (specify)    0 0 0 0 0 0.00 0 0 0 0 0 0.00 0 0.00 0 0.00 0
(i) Bodies Corporate   12 30,45,02,341 0 0 30,45,02,341 31.35 30,45,02,341 0 30,45,02,341 31.35 0 31.35 0 0.00 1,74,00,000 5.71 30,45,01,776
(i) TATA SONS LIMITED   1 28,88,98,245 0 0 28,88,98,245 29.75 28,88,98,245 0 28,88,98,245 29.75 0 29.75 0 0.00 1,74,00,000 6.02 28,88,97,680
(ii) TATA MOTORS LIMITED   1 44,32,497 0 0 44,32,497 0.46 44,32,497 0 44,32,497 0.46 0 0.46 0 0.00 0 0.00 44,32,497
(iii) TATA INVESTMENT CORPORATION LIMITED   1 33,85,885 0 0 33,85,885 0.35 33,85,885 0 33,85,885 0.35 0 0.35 0 0.00 0 0.00 33,85,885
(iv) TATA CHEMICALS LTD   1 24,91,977 0 0 24,91,977 0.26 24,91,977 0 24,91,977 0.26 0 0.26 0 0.00 0 0.00 24,91,977
(v) EWART INVESTMENTS LIMITED   1 17,95,142 0 0 17,95,142 0.18 17,95,142 0 17,95,142 0.18 0 0.18 0 0.00 0 0.00 17,95,142
(vi) RUJUVALIKA INVESTMENTS LIMITED**   1 11,68,393 0 0 11,68,393 0.12 11,68,393 0 11,68,393 0.12 0 0.12 0 0.00 0 0.00 11,68,393
(vii) SIR DORABJI TATA TRUST   1 8,42,460 0 0 8,42,460 0.09 8,42,460 0 8,42,460 0.09 0 0.09 0 0.00 0 0.00 8,42,460
(viii) TATA INDUSTRIES LIMITED   1 7,91,675 0 0 7,91,675 0.08 7,91,675 0 7,91,675 0.08 0 0.08 0 0.00 0 0.00 7,91,675
(ix) SHEBA PROPERTIES LIMITED   1 4,91,542 0 0 4,91,542 0.05 4,91,542 0 4,91,542 0.05 0 0.05 0 0.00 0 0.00 4,91,542
(x) SIR RATAN TATA TRUST   1 1,89,000 0 0 1,89,000 0.02 1,89,000 0 1,89,000 0.02 0 0.02 0 0.00 0 0.00 1,89,000
(xi) TATA CAPITAL LTD   1 13,500 0 0 13,500 0.00 13,500 0 13,500 0.00 0 0.00 0 0.00 0 0.00 13,500
(xii) TITAN COMPANY LIMITED   1 2,025 0 0 2,025 0.00 2,025 0 2,025 0.00 0 0.00 0 0.00 0 0.00 2,025
Sub-Total (A)(1)    12 30,45,02,341 0 0 30,45,02,341 31.35 30,45,02,341 0 30,45,02,341 31.35 0 31.35 0 0.00 1,74,00,000 5.71 30,45,01,776
(2) Foreign                                     
(a)  Individuals (Non-Resident Individuals/ Foreign Individuals)    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(b)  Government    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(c)  Institutions    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(d)  Foreign Portfolio Investor    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
(e)  Any Other (specify)    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
  Name (xyz…)                             
Sub-Total (A)(2)    0 0 0 0 0 0.00 0 0 0 0 0 0 0 0.00 0 0.00 0
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)   12 30,45,02,341 0 0 30,45,02,341 31.35 30,45,02,341 0 30,45,02,341 31.35 0 31.35 0 0.00 1,74,00,000 5.71 30,45,01,776
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.                    
   
** 11,68,393 Ordinary Shares held by Rujuvalika Investments Limited ( a wholly owned subsidiary of Tata Steel Limited w.e.f May 8, 2015), do not carry any voting rights.
Note:                                      
(1) PAN would not be displayed on website of Stock Exchange(s).  
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.  

Table III - Statement showing shareholding pattern of the Public shareholder
  Category & Name of the Shareholders  PAN  Nos. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV) 
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not applicable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Institutions                               NA  
(a) Mutual Funds/UTI   140 13,57,66,749 0 0 13,57,66,749 13.98 13,57,66,749 0 13,57,66,749 13.98 0 13.98 0 0.00 NA 13,57,07,707
i  Hdfc Trustee Company Limited   1 4,15,07,497 0 0 4,15,07,497 4.27 4,15,07,497 0 4,15,07,497 4.27 0 4.27 0 0.00 NA 4,15,07,497
ii Reliance Capital Trustee Co Limited   1 2,59,22,649 0 0 2,59,22,649 2.67 2,59,22,649 0 2,59,22,649 2.67 0 2.67 0 0.00 NA 2,59,22,649
iii  Icici Prudential Mutual Funds   1 2,17,54,261 0 0 2,17,54,261 2.24 2,17,54,261 0 2,17,54,261 2.24 0 2.24 0 0.00 NA 2,17,54,261
iv DSP Blackrock Mutual Funds   1 1,21,55,457 0 0 1,21,55,457 1.25 1,21,55,457 0 1,21,55,457 1.25 0 1.25 0 0.00 NA 1,21,55,457
(b) Venture Capital Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(c) Alternate Investment Funds   2 1,08,968 0 0 1,08,968 0.01 1,08,968 0 1,08,968 0.01 0 0.01 0 0.00 NA 1,08,968
(d) Foreign Venture Capital Investors   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(e) Foreign Portfolio Investors   649 15,20,64,557 0 0 15,20,64,557 15.66 15,20,64,557 0 15,20,64,557 15.66 0 15.66 0 0.00 NA 15,20,37,275
i Government Pension Fund Global   1 1,07,68,995 0 0 1,07,68,995 1.11 1,07,68,995 0 1,07,68,995 1.11   1.11 0 0.00 NA 1,07,68,995
(f) Financial Institutions/ Banks   281 43,70,634 0 0 43,70,634 0.45 43,70,634 0 43,70,634 0.45 0 0.45 0 0.00 NA 41,89,659
(g) Insurance Companies #   27 14,74,66,019 0 0 14,74,66,019 15.18 14,74,66,019 0 14,74,66,019 15.18 0 15.18 0 0.00 NA 14,74,64,564
(i) Life Insurance Corporation of India   1 10,30,54,313 0 0 10,30,54,313 10.61 10,30,54,313 0 10,30,54,313 10.61 0 10.61 0 0.00 NA 10,30,52,983
(ii) The New India Assurance Co Ltd   1 99,51,058 0 0 99,51,058 1.02 99,51,058 0 99,51,058 1.02 0 1.02 0 0.00 NA 99,51,058
(h) Provident Funds/ Pension Funds   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(i) Any Other (specify)   14 4,40,737 0 0 4,40,737 0.05 4,40,737 0 4,40,737 0.05 0 0.05 0 0.00 NA 4,39,612
i Foreign National- DR   1 164 0 0 164 0.00 164 0 164 0.00 0 0.00 0 0.00 NA 164
ii Foreign Bodies - DR   5 4,33,414 0 0 4,33,414 0.04 4,33,414 0 4,33,414 0.04 0 0.04 0 0.00 NA 4,33,414
iii Foreign Porfolio Investments - Individual   1 892 0 0 892 0.00 892 0 892 0.00 0 0.00 0 0.00 NA 892
iv Foreign  - National   1 642 0 0 642 0.00 642 0 642 0.00 0 0.00 0 0.00 NA 642
v Overseas Corporate Bodies   6 5,625 0 0 5,625 0.00 5,625 0 5,625 0.00 0 0.00 0 0.00 NA 4,500
Sub-Total (B)(1)   1,113 44,02,17,664 0 0 44,02,17,664 45.33 44,02,17,664 0 44,02,17,664 45.33 0 45.33 0 0.00 NA 43,99,47,785
(2) Central Government/ State Government(s)/ President of India   9 7,31,259 0 0 7,31,259 0.08 7,31,259 0 7,31,259 0.08 0 0.08 0 0.00 NA 6,19,982
Sub-Total (B)(2)   9 7,31,259 0 0 7,31,259 0.08 7,31,259 0 7,31,259 0.08 0 0.08 0 0.00 NA 6,19,982
(3) Non-institutions                           NA  
(a) Individuals - 7,84,928 18,68,00,937 0 0 18,68,00,937 19.23 18,68,00,937 0 18,68,00,937 19.23 0 19.23 0 0.00 NA 16,38,18,721
  i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 7,84,530 16,28,01,728 0 0 16,28,01,728 16.76 16,28,01,728 0 16,28,01,728 16.76 0 16.76 0 0.00 NA 14,09,53,558
  ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.   398 2,39,99,209 0 0 2,39,99,209 2.47 2,39,99,209 0 2,39,99,209 2.47 0 2.47 0 0.00 NA 2,28,65,163
(b) NBFCs registered with RBI   20 43,257 0 0 43,257 0.00 43,257 0 43,257 0.00 0 0.00 0 0.00 NA 43,257
(c) Employee Trusts   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
(d) Overseas Depositories (holding DRs) (balancing figure)   1 0 0 1,49,57,497 1,49,57,497 1.54 1,49,57,497 0 1,49,57,497 1.54 0 1.54 0 0.00 NA 1,49,57,497
i Citibank N.A. New York, Nyadr Dept   1 0 0 1,49,57,497 1,49,57,497 1.54 1,49,57,497 0 1,49,57,497 1.54 0 1.54 0 0.00 NA 1,49,57,497
(e) Any Other (specify) - Bodies Corporate   4434 2,39,62,934 0 0 2,39,62,934 2.47 2,39,62,934 0 2,39,62,934 2.47 0 2.47 0 0.00 NA 1,85,52,845
Sub-Total (B)(3)   7,89,383 21,08,07,128 0 1,49,57,497 22,57,64,625 23.25 22,57,64,625 0 22,57,64,625 23.25 0 23.25 0 0.00 NA 19,73,72,320
Total Public Shareholding
(B)= (B)(1)+(B)(2)+(B)(3)
  7,90,505 65,17,56,051 0 1,49,57,497 66,67,13,548 68.65 66,67,13,548 0 66,67,13,548 68.65 0 68.65 0 0.00 NA 63,79,40,087
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):                              
 # TATA AIA LIFE INSURANCE COMPANY LIMITED is not considered part of Promoter Group holds 5,91,182 Ordinary Shares representing 0.06% of the paidup Ordinary Share Capital. Accordingly, holding of Tata AIA Life insurance Company Ltd. is  included under Public Shareholding under the head "Instutitions"-Insurance Companies
                                       
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.                    
   
                                       
Note:                                      
(1) PAN would not be displayed on website of Stock Exchange(s).  
(2) The above format needs to be disclosed along with the name of following persons:  
  Institutions/Non Institutions holding more than 1% of total number of shares.  
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,  
                                       

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
  Category & Name of the Shareholders  PAN  No. of shareholder  No. of fully paid up equity shares held  Partly paid-up equity shares held  Nos. of shares underlying Depository Receipts  Total nos. shares held  Shareholding % calculated as per SCRR, 1957  Number of Voting Rights held in each class of securities  No. of Shares Underlying Outstanding convertible securities (including Warrants)  Total Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)  Number of Locked in shares  Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form 
(I)  (II)  (III)  (IV)  (V)  (VI)  (VII = IV+V+VI)  As a % of (A+B+C2)
(VIII) 
(IX)  (X)  (XI) = (VII)+(X) as a % of A+B+C2  (XII)  (XIII)  (XIV)
(Not Applicable)
No of Voting Rights  Total as a % of Total Voting rights  No.  As a % of total Shares held  No.  (not appli-cable) As a % of total shares held (Not applicable)
Class X  Class Y  Total (a)  (b)  (a)  (b) 
(1) Custodian/DR Holder   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00   0
(a) Name of DR Holder (if available)                             NA  
(2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0
Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)   0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA 0
                                       
Note  
(1) PAN would not be displayed on website of Stock Exchange(s).  
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares  
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,